President Donald J. Trump is joined by Deputy Assistant to the President Michael Kratsios and Assistant Staff Secretary May Davis Mailman as he signs a Presidential Memo calling for a drone integration pilot program, at his desk in the Oval Office, Wednesday, Oct. 25, 2017, at the White House in Was. Control or influence in leadership: how to tell the honest instrument from the abuse
Photo by Shealeah Craighead on Wikimedia Commons, Public domain

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Part of Control and influence: the questions that matter

Control or influence in leadership: how to tell the honest instrument from the abuse

Control and influence in leadership: when using authority openly is the honest move, when steering by hint abuses the position, and how to tell them apart.

Most writing on this subject treats control as suspect and influence as enlightened. That is backwards about half the time.

Using authority openly, on the record, where everyone can see what happened, is often more honest. Reaching for influence instead leaves no trace and needs no justification. That is one of the quieter abuses of a senior position.

The question is not which instrument is nicer. It is which one is honest in the situation in front of you.

What to take away

  • Where a decision is genuinely yours, make it and say so. Steering the same outcome through hints and questions is the version that cannot be examined afterwards.
  • Where a decision is not yours, influence openly and accept that the answer may be no. Influence used to obtain something you were not entitled to decide is authority taken without being claimed.
  • Say when you are speaking as a person and when you are speaking as the position. Everyone else has to guess, and they guess conservatively.

When control is the honest instrument

When a floor is being crossed. Safety, legality, honesty with customers. These are not decisions to be nudged toward. State them, act on them, and say plainly that they are not open. Attempting to influence a team toward not breaking a rule, rather than saying the rule is not optional, leaves the ambiguity in exactly the place where ambiguity is most expensive.

When somebody must be protected. If a person is carrying a cost for having done the right thing, an intervention is owed and it should be visible. Protections exist for exactly this: someone who reports a problem has rights against retaliation in many situations, and the informal equivalent is that a leader who lets a person absorb the consequence of raising something has taught everyone what raising things costs.

When the decision is irreversible. Anything that cannot be undone in a few weeks should be decided, not shaped. The cost of being wrong is the test, not the importance of being right.

When you have already decided. Presenting a settled decision as an open question is the single most damaging move in this whole area, and it costs the mechanism rather than the decision. It teaches people that consultation is decorative, and the bill arrives the next time you genuinely need to know something.

When reaching for control is an abuse

When the matter is not yours. Taking a decision that belongs to somebody else because you would have decided differently is a reversal whether or not it is described as one. It teaches everyone watching that delegation is provisional, and the next handover is treated accordingly.

When you use control to avoid a conversation. Mandating something is faster than explaining it and considerably more expensive. The instruction produces compliance in the specified case and nothing in the twenty adjacent cases you did not think of, because nobody was given the reason.

When you take authority you were not given because it was quicker. It usually works. What makes authority useful is that it is granted and therefore recognized, and an act outside it has no such standing. The problem is the one time it goes wrong, when the conversation afterwards is about your position rather than about the decision, and a defensible call becomes indefensible because of how it was made.

When the control is over somebody's private life. The relationship gives you standing over the work and none over the rest, and no amount of good intention changes what falls inside that boundary.

When influence is the dishonest instrument

This is the half that gets less attention, and it belongs to people who have authority and prefer not to be seen using it.

Steering by remark. A senior person wondering aloud whether something is worth looking at produces a workstream. Doing that deliberately, while retaining the ability to say it was only a question, is a decision made without accountability for it.

Asking questions whose answer is an instruction. "Are we sure about that?" from the person who runs your review is not a question. Using the form of a question to get the effect of a decision leaves the other person carrying a choice you actually made.

Making the alternative unthinkable rather than saying no. Framing an option out of the conversation, rather than refusing it, means nobody can appeal a refusal that was never issued.

The common feature is that the effect of authority is obtained without the record of it, which is precisely what the record exists for.

Which instrument, when

Which instrument, when

Is this a safety or legal floor?

Yes

Control, stated

No

Is the commitment irreversible?

SituationThe honest instrumentWhy
A safety or legal floorControl, statedAmbiguity here is the risk
An irreversible commitmentControl, explainedThe cost of being wrong is the test
Something you already decidedControl, announcedA fake question spends the mechanism
A decision you delegatedInfluence, or nothingA quiet reversal ends delegation
A team's working methodInfluence, by defaults and reasonsControl produces the form and not the substance
Something outside the workNeitherNot yours
A view you hold as a personSay which hat, then influenceOtherwise it is heard as the position

Saying which hat

The single most useful habit here is one sentence, used often: "I am saying this as my own view, not as a decision." Or the reverse: "This one is mine, and I have made it."

People cannot tell, they will not ask, and without the sentence they assume the stronger reading. Saying it costs nothing. It is the only reliable way to think out loud from a position where thinking out loud creates work.

It also has to be honest. Labeling something a personal view and then treating disagreement as a problem is worse than never labeling it, because it invites people to test a boundary that turns out not to exist.

The budget this all sits inside, and where to spend the control you have, is set out in control and influence. The amplification that makes steering by remark so easy to do accidentally is in leadership influence.

The general test for whether an influence move is legitimate is in positive influence, and the honest form of the transaction when you hold nothing at all is in influence without authority. Where the effect falls on people who were never consulted, the mapping problem is in stakeholder influence.

Common questions

Is using authority not always the blunter option?

Blunter and often kinder. A stated decision can be argued with, appealed, and pointed at later. A steered one cannot, because officially it never happened, and the person who ended up carrying it has no route to complain.

How do I take back a decision I delegated without breaking the rule?

Say that you are taking it back, say why, and accept that you have spent something. The rule is against the silent version. Reversals happen and they are survivable; what is not survivable is a pattern of handovers that turn out to be provisional.

My own manager steers by hint constantly. What can I do about it?

Convert the hint into a stated decision in writing, addressed back to them: "Taking your comment on Tuesday as a decision to stop work on X. Tell me if that is wrong." It is polite, it is useful, and it puts the accountability where the decision was actually made.

What if a floor is being crossed and I am not senior enough to stop it?

Say it once, clearly, in writing, to the person who can, and keep the record. If nothing happens, the question of who else to tell depends entirely on your situation, and it is worth finding out what routes exist before you need them rather than in the week you do.

Is thinking out loud just off limits for senior people?

No, but it needs a label every single time, more often than feels necessary, because the default reading is always the stronger one. The habit is unglamorous and it is most of what separates a leader who can think in public from one who accidentally starts projects.

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